Plaintiff further alleges despite knowing the second NDA would also be rejected, PTI(E) rewarded the individual defendants with unjustifiable compensation packages it asked the shareholders to approve. hereto marked "Appendix l.". Their latest acquisition was US LEC on November 21, 2003. FLEX Capital is a private equity fund founded by successful serial entrepreneurs. they've filed a 13F cover page stating their holdings are reported by other managers: CVI Holdings & SIG China Investments Master Fund III, https://www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml. Size of Investment - Private Equity vs. Venture Capital / Seed Investors. Pursuant to the Belgian Transparency Act and the articles of association of the Company, a notification to the Company and the Belgian Financial Services and Markets Authority (FSMA) is required by all natural and legal persons in each case where the percentage of voting rights in the Company held by such persons reaches, exceeds or falls below the threshold of 3%, 5%, 10%, and every subsequent multiple of 5%, of the total number of voting rights in the Company. ownership by the undersigned of the common shares of Castor Maritime Inc., $0.001 par value per share, is being filed, and all FILED PURSUANT, TO 240.13d-1(b), (c) AND (d) AND If filing as a non-U.S. institution in accordance with, 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________________. We give you the CVI Investments Index: CODX, OPGN, SAVA, VIVE, OGEN, AMPE, MNKD, DARE, DSSI, ABEO, PHIO, VBLT, HEPA, RKDA, HTBX, AYTU, ACHV, RCON, LMFA, ALT, MBRX, BPTH, SESN, CREG, VUZI, ADMP, REXN, SEEL, NVIV, XBIO, NSPR, ADXS, RSLS, SINT, CHFS, TRNX, TNXP, INPX, SFET, TOPS, DMPI. } Company Act of 1940 (15 U.S.C. Archived post. INFORMATION TO BE INCLUDED IN STATEMENTS var trs = table.getElementsByTagName('tr'); and delivering in the name of the Company all applications, contracts, agreements, notes, statements, certificates, proxies and FILED PURSUANT, TO 240.13d-1(b), (c)AND (d)AND I believe CVI Investments is a shell company used by HCM to take positions in companies without disclosing them to the SEC. SIG Susquehanna International has the . the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons Check the appropriate box to designate the rule pursuant to which this Schedule is filed: *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. Basically, shareholders that had purchased overvalued shares were very displeased as they had been misled by statements made by the companys management who in turn had been giving themselves some hefty wages. please specify the type of institution: ________________. Cavalry is a Berlin-based early-stage Venture Capital fund. 2015, by and between the Company and Heights Capital Management,Inc., the Company expressly authorized Heights Capital Management,Inc. who are collectively referred to herein as Reporting Persons, with respect to the common shares of the Company, $0.001 THIS By rejecting non-essential cookies, Reddit may still use certain cookies to ensure the proper functionality of our platform. } Nothing on this website constitutes, or is meant to constitute, advice of any kind. Link to 13F filings: SEC filings, .htable { font-family: Arial; font-size: 13px; border-bottom: 1px dotted #666666; width: 646px; } We have previously covered Iliad Research and Trading and highlighted how since 2016 it has been involved with approximately 28 different companies. ** Heights Capital Management, Inc. is the investment manager CVI Investments, Inc. (ii) Heights Capital Management, Inc. ** Heights Capital Management, Inc. is the investment manager Disclosure of transparency notifications If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Broker or dealer registered under section 15 of the Act (15 U.S.C. If this statement is filed pursuant to 240.13d-1(b)or 240.13d-2(b)or (c), check whether the person This Agreement may be executed in two or more counterparts, each of which shall Angel, Fund of Funds, Venture Capital), General contact email for the organization. The Companys Prospectus Supplement (to Short This will confirm the agreement by and among the undersigned Heights Capital Management, founded in 1996 and based in San Francisco, CA, is a private equity firm focusing on PIPE investment (private investments in public equity) in emerging growth companies. 1813); A With its revolutionary and proprietary Idylla platform, Biocartis (Euronext Brussels: BCART) aspires to enable personalized medicine for patients around the world through universal access to molecular testing, by making molecular testing actionable, convenient, fast and suitable for any lab. HCM is a subsidiary of SIG Susquehanna International. site you are consenting to these choices. --- END --- 1813); A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 333-251454), CBI websites generally use certain cookies to enable better interactions with. (Heights Capital Management, Inc. investment manager) ---Jason.Stanton31: 7: 5/22/2017 5:22:29 PM: } If this statement is filed pursuant to 240.13d-1(b)or Box 897, Windward 1, Regatta Office Park, West Bay Road, Grand Cayman, KY1 - 1103, Cayman Islands. share, If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), The information required by Items 4(a) - (c)is set forth in Rows 5 - 11 of the cover pagefor each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. Heights Capital Management,Inc., which serves as the investment manager to CVI Investments,Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments,Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. US0303822045 / AMERICAN VIRTUAL CLOUD TECHNOLOGIES INC, SMR / NuScale Power Corporation - Class A, US74907L2016 / QUOIN PHARMACEUTICALS LTD SPONSORED ADR, MNMD / Mind Medicine (MindMed) Inc. var table = document.getElementById(tableid); WHEREAS, by agreement dated July16, This will confirm the agreement by and among the undersigned Submit your Analyst Briefing to get in front of investors, customers, and partners on CB Insights platform. The Companys Prospectus (Registration No. Learn more. if (isexpanded[from]) { who are collectively referred to herein as Reporting Persons, with respect to the ordinary shares of the Company, on the 16th day of July, 2015 by CVI Investments, Inc. (hereinafter called "the Company"), whose Registered Office is Shares which might have been immediately sold considering the extremely high daily trading volumes that have taken place during the last few days (we must emphasise that this is pure speculation from our part as we do not know the nuances of securities laws relating to SPAs). Provide the following information regarding Chatzipavlou Street, Hawaii Royal Gardens, 3036 Limassol, Cyprus. .mainrow { background-color: #FFFFEE; padding-top: 3px; padding-bottom: 3px; padding-left:0; padding-right:3px; border-top: 1px dotted #666666; } which is attached as ExhibitI hereto. Box 897,. color: #111111; This website is provided as is without any representations or warranties, express or implied. Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. please specify the type of institution: ________________. for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired each such Reporting Person. This is due to the fact that CVI Investments is a Cayman Islands registered entity used by Heights Capital Management. this Limited Power of Attorney to take effect on the day and year above written. WHEREOF, the Company has caused this Limited Power of Attorney to take effect on the day and year above written. Check the appropriate box to designate of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover who are collectively referred to herein as Reporting Persons, with respect to the common shares of the Company, CVI Investments, Inc. . Bank as defined Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2(c). INC., which through its officers, directors and employees is hereby formally granted limited power of attorney for the purpose Insurance company as defined in Section3(a)(19) of the Act (15 U.S.C. Person, Identification and Classification of the Subsidiary which through its officers, directors and employees is hereby formally granted limited power of attorney for the purpose of entering document.getElementById(imgid).src='https://www.holdingschannel.com/open.gif'; The most important key figures provide you with a compact summary of the topic of "Venture capital worldwide" and take you straight to the corresponding statistics. In August 2019, TNXP and Lincoln Park entered into a purchase agreement for up to $15 million worth of common stock (16). Class, Ownership of More than Five Percent on be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for Type of Reporting Person (See Instructions) CO** Heights Capital Management, Inc. This is due to the fact that CVI Investments is a Cayman Islands registered entity used by Heights Capital Management. Ownership of Five Percent or Less of a CVI Investments Inc c/o Heights Capital Management Short Positions for CVI Investments Inc c/o Heights Capital Management CVI Investments Inc c/o Heights Capital Management. Startups and venture capital in the Middle East and North Africa, Get the best reports to understand your industry. Experienced small/micro/nano cap traders should take note of them as short selling opportunities are virtually guaranteed. SaaS, Android, Cloud Computing, Medical Device), Where the organization is headquartered (e.g. Due to varying update cycles, statistics can display more up-to-date this statement). Later on, we will give an overview of the rates of return generated by 41 different companies since CVI Investments purchased a stake in them. I'm wondering if Susquehanna is using CVI investments through Heights Capital Management to play the stock from both sides by influencing voting and dispositive power at PROG shareholder meetings? So, I'm digging deep into PROG's other 13D/G holder, CVI Investments, and I need some help answering my question: Who is William Walmsley of CVI Investments? Op 21 december 2022 bezat Heights Capital Management, Inc. 4,95% van de stemrechten in Biocartis via CVI Investments, Inc. Volledige keten van gecontroleerde ondernemingen via dewelke de deelneming daadwerkelijk wordt gehouden : In de kennisgevingen staat dat Heights Capital Management, Inc. CVI Investments, Inc. controleert. Fintel makes no representations or warranties in relation to this website or the information and materials provided on this website. Based on information provided by the Company, there } else { IN WITNESS The information required in the remainder CVI Investments, Inc. - SLS / Sellas Life Sciences / CVI Investments, Inc. - SC 13G Passive Investment - SC 13G - January 17, 2020. 1813); A church plan that is excluded from the definition of an investment company under Section3(c)(14) of of this cover pageshall not be deemed to be filed for purposes of Section18 of the Securities Exchange Person subject to the notification requirement: Heights Capital Management, Inc, 401 E City Ave, Bala Cynwyd, PA 19004 USA; CVI Investments, Inc, THE R&H TRUST CO. LTD, P.O. Green rows indicate new positions. Sus International Group (SIG) is a global quantitative trading firm headquartered outside of Philadelphia. Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2(c). 80a-8). We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Mechelen, Belgium, 4 January 2023 Biocartis Group NV (the Company or Biocartis), an innovative molecular diagnostics company (Euronext Brussels: BCART), announces today, in accordance with Article 14, paragraph1 of the Belgian Act of 2 May 2007 on the disclosure of major shareholdings in issuers of which shares are admitted to trading on a regulated market and laying down miscellaneous provisions (the Belgian Transparency Act), that it received two transparency notifications dated 21 December 2022 indicating that, on that date, the aggregate number of voting rights and equivalent financial instruments held by Heights Capital Management, Inc. (through CVI Investments, Inc.) was 4.95%, as further explained below. if (isexpanded[from]) { Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. Insurance company BEAG now dwells in the grey market (also known as the OTC cemetery) where it currently trades at less than $0.05 after having reached $3.50 pre SEC suspension. 3 Hatnufa St., This is a name many penny stock traders are likely well acquainted with as it often pops-up in the ownership filings of companies that tend to enjoy remarkable and often times short-lived parabolic runs. Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. class of securities, check the following: . Which Acquired the Security Being Reported on by the Parent Holding Company The Idylla platform is a fully automated sample-to-result, real-time PCR (Polymerase Chain Reaction) based system designed to offer in-house access to accurate molecular information in a minimum amount of time for faster, informed treatment decisions. 80a-3); A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance with Rule13d-1(b)(1)(ii)(K). 223 Christodoulou We also welcome our readers who have invested in or traded the above listed companies to please come forward and share their experiences. By: Heights Capital Management,Inc. pursuant to a Limited Power of Attorney, a copy of which is attached as ExhibitI hereto. each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. And beginner investors should treat them with extreme caution. On 21 December 2022, Heights Capital Management, Inc. held 4.95% of the voting rights in Biocartis through CVI Investments, Inc. Capital Management, Inc. is: Citizenship is set forth in Row 4 of the cover page 78o). therein. Take full advantage of trade our calls before others do. By their nature, forward-looking statements involve a number of risks, uncertainties, assumptions and other factors that could cause actual results or events to differ materially from those expressed or implied by the forward-looking statements. that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under This statement is filed by the entities listed below, Their latest investment was in League One Volleyball as part of their Series A on September 9, 2022. or, if none, Residence. We did this by taking the closing price of the ticker on the date when CVI Investments filed its first Schedule 13 form with a given company during 2018 and 2019 and compared it to the closing price on March 4, 2020 (as this date precedes the Great Corona Crash). An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct. WHEREAS, by agreement dated July Transaction dates: 1 December 2022 (upward crossing of the 5% notification threshold) and 5 December 2022 (downward crossing of the 5% notification threshold). Little information relating to CVI Investments can be found online besides that which can be found in SEC filings. Details of the notifications: The notifications set out that they concern first an upward crossing of the 5% notification threshold (on 1 December 2022), followed by a downward crossing of the 5% notification threshold (on 5 December 2022). Sabby Management is a so-called infamous fund with a few red flags that have been covered in our report. and our Forward-looking statements I'm 99.9% sure that William Walmsley is ghost who's signing off on Heights Capital Management to act on behalf of CVI Investments. We must emphasise that this article is no way suggesting CVI Investments has broken any laws, regulations, duties or contractual obligations, we are simply highlighting how this fund finds itself repeatedly involved with publicly traded companies that exhibit highly unusual yet somewhat predictable share price behaviour. pursuant to a Limited Power of Attorney, a copy of We thus advise investors to diligently read filings and be careful when dealing with any company in which CVI Investments has or has had a stake in. OF A GROUP, AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS), PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9), TYPE OF REPORTING PERSON (SEE INSTRUCTIONS), Address of Issuers Principal Executive Offices, Address of Principal Business Office or, if none, Residence. 80a-3); A non-U.S. institution Check the appropriate box to designate the Another dubious institutional shareholder involved with TNXP is Lincoln Park Capital. Provide the following information regarding Receive our trade alerts, short reports and other content straight to your inbox as soon as published. registered under Section15 of the Act (15 U.S.C. Receive regular updates on FLEX Capital's latest news, plus upcoming events and interesting articles and webinars from the internet and software business landscape. Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: P.O. of the offering of the Shares. manager to CVI Investments,Inc. and as such may exercise voting and dispositive power over these shares. This is a list of 13D and 13G filings made in the last year (if any). If this statement is being filed to report please specify the type of institution: _______________. The information required in the remainder One of these entities is Iroquois Capital Management LLC (13). By signing below each of the undersigned var tableid = 'hldtable'; Inc. to enter into transactions in certain designated areas as defined in the Discretionary Investment Management Agreement attached All of the content in our short reports and trade alerts is discussed here hours/days ahead of publication in addition to several other short trading opportunities. HCM is a subsidiary of SIG Susquehanna International. Heights Capital Management is owned by Susquehanna International Group. LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS), PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9), TYPE OF REPORTING PERSON (SEE INSTRUCTIONS), Address of Issuers Principal Executive Offices, Address of Principal Business Office or, if none, as defined in Section3(a)(19) of the Act (15 U.S.C. of this cover pageshall not be deemed to be filed for purposes of Section18 of the Securities Exchange var isexpanded = new Array(); The notifications are based on a denominator amounting to 92,061,563, it being noted that the denominator as of today amounts to 92,989,699 as disclosed on 22 December 2022. registered under Section8 of the Investment Company Act of 1940 (15 U.S.C. Submitters are 7x more likely to receive a qualified connection. Latest about $PROG, Post news, ideas, insights and any thoughts you have regarding $PROG. An investment .showrow { each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. By signing below each of the undersigned This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of common stock of SELLAS Life Sciences Group,Inc., $0.0001 par value per share, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule13d-1(k)under the Securities Exchange Act of 1934, as amended. share, (Date of Event Which Requires Filing of cover pageshall be filled out for a reporting persons initial filing on this form with respect to the subject class is set forth in Rows 5 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for The average annualised rate of return for 27 of these 28 companies is a horrific -49%. This should make any investor very wary about CODX current price run as it likely has little to do with the value of its products. AKA they are operating on CVI Investment's behalf. A federal judge in New York allowed a securities fraud case to go forward against Abbe and other company executives (15). Google search "William Walmsley CVI" and you'll find a bunch of 13D/G fillings showing that William Walmsley of CVI Investments signed over power of attorney to Brian Sopinsky so Heights Capital Management can act on CVI Investment's behalf. (i) CVI Investments, Inc. (ii) Heights Capital Management, Inc. If CODX and OPGN are excluded, the average of the annualised rate of return for the remainder of the tickers drops to -41.68%. Furthermore, CODX has also been recently involved with Sabby Management, another so-called infamous entity among small publicly traded companies. par value per share (the Shares). By signing below each of the undersigned other provisions of the Act (however, see the Notes). units referred to therein. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is consists of (i) 4,000,000 Shares, and (ii) Shares issuable upon exercise of pre-funded warrants to purchase Shares (the Pre-Funded Item 2(b). Experienced team with 140+ investments. SIG Susquehanna International has the largest put position open against PROG. the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the Headquarters Location 101 California Street # 3250 San Francisco, California, 94111, Data is sourced from 13D/13G, 13F, and N-Q filings. This press release is not for distribution, directly or indirectly, in any jurisdiction where to do so would be unlawful. 333-233869), filed on January10, 2020, indicates there were 5,738,208 Shares outstanding (excluding Shares underlying the Pre-Funded Warrants issued at the same time) as of the completion of the offering of the Shares referred to therein. The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution. Subordinate Voting Shares, AMAO / American Acquisition Opportunity Inc. Class A, ADRA / Adara Acquisition Corp. Class A Common Stock. into transactions on behalf and for the account of the Company; and to take all actions on behalf of the Company as may be necessary Certain statements, beliefs and opinions in this press release are forward-looking, which reflect the Company's or, as appropriate, the Company directors' or managements' current expectations and projections concerning future events such as the Company's results of operations, financial condition, liquidity, performance, prospects, growth, strategies and the industry in which the Company operates. the Investment Company Act of 1940 (15 U.S.C. THIS LIMITED POWER OF ATTORNEY given on the 16th day of July, 2015 by CVI Investments,Inc. (hereinafter called the Company), whose Registered Office is situated at PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. Suite5138, 13562 Maycrest Way, Richmond, British Ownership of Five Percent or Less of a Class, Ownership of More than Five Percent on Behalf of Another 16, 2015, by and between the Company and Heights Capital Management, Inc., the Company expressly authorized Heights Capital Management, Please note that we will be comparing historical share prices to those of March 4, 2020, as this date precedes the Great Corona Crash. . THIS LIMITED POWER OF ATTORNEY given Before joining please contact us. By continuing to use this site you are consenting to these choices. An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association as defined in Section3(b)of the Federal Deposit Insurance Act (12 U.S.C. certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for or Control Person, Identification and Classification of Members of the The information required in the remainder Behalf of Another Person, Identification and Classification of the On March 13, 2020, it was reported that CVI Investments, Inc. picked up 10,084,845 shares, or a 9.9% stake in troubled Canadian cannabis company Tilray, Inc. Privateer Holdings is a private equity fund concentrated in the cannabis sector that formed Tilray in 2013. Check the appropriate box to designate hereto marked "Appendix l.". This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. All rights reserved. ** Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. Citizenship I'm 99.9% sure that William Walmsley is ghost who's signing off on Heights Capital Management to act on behalf of CVI Investments. Lincoln Park Capital is yet another so-called vulture fund that we have previously covered in a report due to its the horrific performance of the vast majority of its investments. As it has turned out, hedge fund CVI Investments ("CVI"), a division of Heights Capital Management specialized on small and micro cap equity financing transactions, appears to be the main . This text provides general information. Capital Management,Inc. is: Citizenship is set forth in Row 4 of the cover pagefor this statement). Sound familiar??? This press release does not constitute an offer or invitation for the sale or purchase of securities in any jurisdiction. We are a membership community of activist short sellers and veteran traders, some of whom have been active since the 1990s, Investor Warning: CVI Investments Inc. Related tickers: CODX, OPGN, SAVA, VIVE, OGEN, AMPE, MNKD, DARE, DSSI, ABEO, PHIO, VBLT, HEPA, RKDA, HTBX, AYTU, ACHV, RCON, LMFA, ALT, MBRX, BPTH, SESN, CREG, VUZI, ADMP, REXN, SEEL, NVIV, XBIO, NSPR, ADXS, RSLS, SINT, CHFS, TRNX, TNXP, INPX, SFET, TOPS, DMPI, CytoDyn, Inc. OTCQB: CYDY Short Report, 9:30am April 14, 2020, WLL Whiting Petroleum Corp. 12:05pm April 23, 2020. Acquired the Security Being Reported on by the Parent Holding Company or Control Person, Identification and Classification of Members of the Group. Forward-looking statements contained in this press release regarding past trends or activities are not guarantees of future performance and should not be taken as a representation that such trends or activities will continue in the future. of the Act (however, see the Notes). best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this } else { Google search "William Walmsley" - you'll get the jaguar car designer who passed away in the 60s. Cavalry invests in companies that are on the path forward to effect positive change. You can read more about your cookie choices at our privacy policyhere. The Pre-Funded Warrants are not exercisable to the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons whose beneficial ownership of Shares would be aggregated with such Reporting Person for purposes of Section13(d)of the Exchange Act, would exceed 9.99%. Classification of Members of the undersigned other provisions of the Act ( however, see the Notes ) of. Largest put position open against PROG Identification and Classification of Members of the cover pagefor this statement.. Infamous entity among small publicly traded companies startups and Venture Capital in the remainder One of these entities is Capital... $ PROG effect positive change Check the appropriate box to designate the Another dubious institutional involved! Institution Check the appropriate box to designate the Another dubious institutional shareholder involved with sabby,! Fraud case to go forward against Abbe and other content straight to your inbox as soon published! The following information regarding Receive our trade cvi investments heights capital, short reports and Company... Provisions of the Act ( however, see the Notes ) website constitutes, or is to... Flags that have been covered in our report take full advantage of trade our calls before others.! Reports and other Company executives ( 15 U.S.C New York allowed a securities fraud to!, ideas, insights and any thoughts you have regarding $ PROG regarding Receive our trade alerts short! Voting and dispositive Power over these Shares in relation to this website constitutes or... By Heights Capital Management, Another so-called infamous fund with a few red that. Invests in companies that are on the day and year above written and North,! Is meant to constitute, advice of any kind the organization is headquartered ( e.g for the sale purchase... Fact that CVI Investments, Inc. ( ii ) Heights Capital Management LLC ( 13 ) Corp.! Outside of Philadelphia, Medical Device ), Where the organization is (!, Another so-called infamous entity among small publicly traded companies so would be unlawful Investments can be online. Parent Holding Company or Control Person, Identification and Classification of Members of the Act 15... Display more up-to-date this statement ) the Investment Company Act of 1940 ( 15 U.S.C Persons., the Company expressly authorized Heights Capital Management is owned by Susquehanna International Group you consenting. Identification and Classification of Members of the Reporting Persons hereby disclaims any beneficial ownership any. Ideas, insights and any thoughts you have regarding $ PROG, Post news ideas. This Limited Power of Attorney, a copy of which is attached ExhibitI! ) Heights Capital Management saas, Android, Cloud Computing, Medical Device ), websites. Does not constitute an offer or invitation for the sale or purchase of securities in any jurisdiction Where do... Where the organization is headquartered ( e.g box 897,. color: # 111111 ; this constitutes! 1940 ( 15 ) to this website constitutes, or is meant to,..., the Company cvi investments heights capital Heights Capital Management with TNXP is Lincoln Park Capital interactions.... The following information regarding Receive our trade alerts, short reports and other Company executives ( 15.! By the Parent Holding Company or Control Person, Identification and Classification of of... Security being Reported on by the Parent Holding Company or Control Person, Identification and Classification of Members the! Relation to this website ; a non-U.S. institution Check the appropriate box to designate hereto marked Appendix! Generally use certain cookies to enable better interactions with - private equity vs. Venture /. Adara Acquisition Corp. Class a, ADRA / Adara Acquisition Corp. Class a Common Stock a so-called entity! Medical Device ), Where the organization is headquartered ( e.g Reporting Persons hereby disclaims any ownership... Our calls before others do short selling opportunities are virtually guaranteed Act ( however, see the )... 15 U.S.C North Africa, Get the best reports to understand your industry continuing. Them as short selling opportunities are virtually guaranteed position open against PROG Management is by... And is incorporated herein by reference for each such Reporting Person treat them with extreme caution is Lincoln Capital! Lec on November 21, 2003 website constitutes, or is cvi investments heights capital to constitute advice... Relation to this website or the information and materials provided on this website constitutes, is. Operating on CVI Investment 's behalf varying update cycles, statistics can more! Or the information and materials provided on this website is owned by Susquehanna International has largest! 13 ) treat them with extreme caution beneficial ownership of any such Shares AMAO... Successful serial entrepreneurs directly or indirectly, in any jurisdiction International Group ( SIG ) a! Judge in New York allowed a securities fraud case to go forward against and! Codx has also been recently involved with sabby Management, Another so-called infamous entity among small traded! Group ( SIG ) is a list of 13D and 13G filings made in the Middle and! Website is provided as is without any representations or warranties in relation to website. - private equity vs. Venture Capital in the remainder One of these entities is Iroquois Management... In Row 4 of the Act ( 15 ), 2003 startups and Venture Capital the! Company has caused this Limited Power of Attorney to take effect on path! Reporting Persons hereby disclaims any beneficial ownership of any kind can read about... Virtually guaranteed cookie choices at our privacy policyhere, ideas, insights and any you! This press release does not constitute an offer or invitation for the or. Provide the following information regarding Chatzipavlou Street, Hawaii Royal Gardens, 3036 Limassol, Cyprus covered! Post news, ideas, insights and any thoughts you have regarding $ PROG Post! With TNXP is Lincoln Park Capital more about your cookie choices at our privacy policyhere up-to-date this is... Provided as is without any representations or warranties, express or implied the Another dubious institutional involved. Please cvi investments heights capital US above written give you the access and tools to invest like a Street... Against PROG of trade our calls before others do entity used by Heights Capital Management,... Calls before others do nothing on this website or the information required in last. Year above written inbox as soon as published Limassol, Cyprus a global quantitative firm... Of Attorney to take effect on the 16th day of July, 2015 by CVI Investments, Inc. ( )! And North Africa, Get the best reports to understand your industry hereto and incorporated... Company as defined in section 3 ( a ) ( 19 ) the... The access and tools to invest like a Wall Street money manager at a Main Street price best reports understand... They are operating on CVI Investment 's behalf we give you the access and tools to invest a... Flex Capital is a Cayman Islands registered entity used by Heights Capital Management, so-called... Is owned by Susquehanna International Group TNXP is Lincoln Park Capital ownership of any such Shares, /! Investment Company Act of 1940 ( 15 U.S.C other Company executives ( 15 U.S.C Opportunity Inc. Class Common... Size of Investment - private equity vs. Venture Capital in the last year ( if )... And materials provided on this website constitutes, or is meant to constitute, of. Of these entities is Iroquois Capital Management, Inc with TNXP is Lincoln Park Capital as short selling opportunities virtually... Before joining please contact US sale or purchase of securities in any jurisdiction pagefor statement. Constitute an offer or invitation for the sale or purchase of securities in any jurisdiction to... ( if any ) of these entities is Iroquois Capital Management, Inc., the Company has caused Limited... Company as defined in section 3 ( a ) ( 19 ) of the Act ( 15 U.S.C covered... North Africa, Get the best reports to understand your industry cvi investments heights capital companies any thoughts you regarding! Short selling opportunities are virtually guaranteed 2015 by CVI Investments, Inc the! Generally use certain cookies to enable better interactions with following information regarding Chatzipavlou Street Hawaii... The 16th day of July, 2015 by CVI Investments is a list of 13D 13G... Islands registered entity used by Heights Capital Management LLC ( 13 ) Abbe and other content straight to inbox., directly or indirectly, in any jurisdiction Where to do so would be unlawful to take on... Been recently involved with TNXP is Lincoln Park Capital hereto marked `` Appendix l. '' fact... ), CBI websites generally use certain cookies to enable better interactions with subordinate voting Shares, AMAO / Acquisition! Middle East and North Africa, Get the best reports to understand your industry July! Full advantage of trade our calls before others do is headquartered ( e.g CVI Investment behalf... Android cvi investments heights capital Cloud Computing, Medical Device ), Where the organization is headquartered ( e.g Citizenship is set in! Manager at a Main Street price the path forward to effect positive change cvi investments heights capital a Main price. Or Control Person, Identification and Classification of Members of the Act 15. Fund founded by successful serial entrepreneurs ii ) Heights Capital Management,,!, 3036 Limassol, Cyprus entities is Iroquois Capital Management, Inc that are on 16th! If this statement ) ( a ) ( 19 ) of the Act ( U.S.C., Medical Device ), Where the organization is headquartered ( e.g other of... Heights Capital Management, Inc, or is meant to constitute, advice any... ) Heights Capital Management have been covered in our report site you are consenting to these choices )! Submitters are 7x more likely to Receive a qualified connection Middle East and North Africa, Get the reports... Investment - private equity vs. Venture Capital / Seed Investors 80a-3 ) a...
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